29 From simple-curve coefficients to controlled observables
The preceding section supplies an explicit analytic norm for its mixing estimate. We now connect that norm to a selected family of simple curves and their coefficient distributions. The genus-one norm-ball obstruction first fixes the attainable scale of sharp remainders. Primitive pole-to-pole arcs then give geometric coefficient observables with uniform rotation and terminal-derivative bounds. Exact affine Gaussian calculations provide independent tests of the analytic estimates. Throughout, a fixed-surface sharp count, a moduli-averaged covariance, and the conditioning of coefficient extraction remain separate problems.
29.1 The norm-ball obstruction and the correct error scale
The genus-one length norm gives a necessary benchmark for any passage from smooth return estimates to sharp simple-curve counting. Let be a fixed complete hyperbolic once-punctured torus, and let be the unit ball of the McShane–Rivin length norm on . Put The first count includes the origin and nonprimitive classes. The second counts oriented primitive classes; the count of unoriented simple closed geodesics is . Elementary planar lattice counting and Möbius inversion give Indeed, , with ; the boundary errors sum as . These are the upper estimates behind [16, Theorem 4.1], with the orientation factor made explicit here.
The next theorem in that paper concerns a dense set of hyperbolic structures. Its mechanism is an infinitely flat boundary point whose supporting normal is rational with respect to the homology lattice. The subsequent Conjecture 4.3 proposes an error for the modular torus; thus the obstruction is not asserted there for every individual surface. The phrase “at least ” in Theorem 4.2 should be separated from the literal modern assertion . The elementary argument below proves the precise consequence needed here: no fixed improvement of the exponent below one is possible under the stated flat-point hypothesis. We do not use it to claim a literal bound.
Proposition 29.1 (A primitive-row obstruction). Let be a strictly convex compact body with the origin in its interior. Suppose that has irrational radial direction, a rational supporting normal, and infinite graph-flatness. Then, for and every , there are and arbitrarily large such that (29.3) In particular fails for every fixed .
Proof. An integral unimodular change of coordinates makes the supporting normal vertical. Write , with and irrational. Near , the upper boundary has the form where is convex. Infinite graph-flatness means that for every integer there are such that Fix , let run through primes, and set The line supports at the single point . Its first coordinate is irrational, so this row contains no lattice point of .
In , the same row lies a normalized depth below the supporting line. Therefore it contains the horizontal interval centered at with half-width For sufficiently large the local graph description applies, the first quantity realizes the minimum, and The interval has length at most . Among its integer points , at most one has ; every other point is primitive because is prime. Thus The change in the quadratic main term is bounded, since It follows that for all sufficiently large primes . Choose to obtain the assertion. To rule out a proposed estimate, apply the assertion with . ◻
The proof works directly with primitive classes, so no cancellation in a Möbius sum needs to be controlled. The short interval acquires many new primitive points along a nearly flat supporting row, while its predicted main-term increment stays bounded. Infinite flatness alone does not force the row length to be a positive fraction of ; that is why the proof gives an exponent-one barrier, not a literal linear lower bound. The distinction between a fixed-surface estimate, an estimate uniform over moduli, and a smoothed estimate must be retained.
29.2 The Fourier and spectral meaning of the obstruction
The flatness obstruction has a direct oscillatory-integral interpretation. For illustration, suppose a localized smooth boundary arc has graph where is even. Apply smooth cutoffs supported near this arc and equal to one at the supporting point. Integrating the localized indicator in the normal coordinate first gives, up to rapidly decreasing terms, The substitution in the stationary-phase calculation gives (29.4) where is the chosen normal direction and is the localized cutoff. The familiar nondegenerate exponent is when ; larger contact order weakens it toward . Localization matters: the contributions of different supporting points can interfere in the Fourier transform of the whole ball. No global lower bound follows from discarding those phases.
Under dilation, Thus a finite-type flat point with a lattice-rational normal contributes on the scale to the corresponding localized Poisson terms. For an infinitely flat point there is no fixed finite type to insert in this formula. Proposition 29.1 supplies a direct counting argument in that case, without assuming smooth boundary regularity at all nearby points or invoking a formal stationary-phase expansion there.
There is also an exact elementary spectral model. On an auxiliary flat torus , define the positive self-adjoint Fourier multiplier Norm equivalence gives a discrete spectrum tending to infinity. Its counting function is , and restriction to the closed span of primitive Fourier modes has counting function . Restricting further to the even part identifies and and gives . This multiplier is defined spectrally; the nonsmooth length norm is not being asserted to be a classical smooth pseudodifferential symbol. At a differentiable point of its unit ball, a supporting covector satisfies Thus a lattice-rational normal is exactly a rational direction for the translation velocity of the associated Hamiltonian. This explains the periodic-phase interpretation, without assuming that a global smooth trace formula applies to the length norm.
The norm-ball discrepancy is therefore a spectral-projector remainder for this particular length multiplier. Its flat normal directions produce degenerate phases in a regularized Poisson or trace calculation. This is distinct from complementary-series spectrum for the action on the marked-torus moduli space. In particular, it does not contradict the temperedness statement or the smooth correlation estimate in Section 28. The rotation-Sobolev issue depends on what is held fixed. A sharp indicator of a nonradial region in fixed physical vector coordinates generally has rotational jumps, so smoothing it introduces growing derivative norms. By contrast, hyperbolic length is unchanged when the flat charts are rotated while the underlying conformal surface stays fixed. A sharp cutoff in that invariant length can therefore lie in the rotation generator’s domain, and a radial flat cutoff can be rotation invariant as well. Sharpness alone is not an obstruction to the stated mixing bound. For those invariant observables, the remaining boundary and regularity issues enter when taking flow derivatives or passing from an averaged correlation to a fixed-surface counting remainder.
29.3 A coefficient observable from primitive pole-to-pole arcs
The marked-torus construction supplies an explicit family of simple curves for which the coefficient data become observables with controlled norms. This family carries a flat-length cutoff as well as a hyperbolic-length weight. The two length parameters remain distinct.
Work on the finite labeled model of Section 28.5. Write , with its origin one of the four ramification points of the pillowcase map. Fix a nonzero parity vector . For a nonzero primitive integer vector , project the straight segment first to and then to . It joins the pole at the origin to the pole corresponding to .
Lemma 29.2 (Primitive directions give simple curves). Outside a Haar-null invariant subset of , the preceding segment projects to an embedded arc avoiding the two regular marked points. Its lift to the genus-two double cover is a nonseparating simple closed regular flat geodesic , with (29.5) Opposite vectors give the same curve; distinct primitive directions modulo sign give distinct free homotopy classes.
Proof. If two parameters on the segment identify on the pillowcase, then or . Primitivity forces the corresponding scalar to be an even integer. The first case gives , and the second is impossible. Likewise the interior contains no two-torsion point. The segment hits one of the additional regular marks only if one of its lifts lies on the closed rational circle . For each this is a null condition in the point fiber. The union over the countable set of primitive is still null and is invariant under the entire action.
The preimage of an embedded arc joining two branch values of a double cover is a circle. Removing it leaves a connected cover, since the four other branch values still have nontrivial monodromy; thus the circle is nonseparating. At its endpoints the sphere flat angle doubles to , so the two lifted segments join to a regular flat geodesic. Its length is twice . Different directions give intersecting regular geodesics with distinct tangents at the Weierstrass point over the origin. Freely homotopic regular geodesics in a nonpositively curved flat metric lie in a flat cylinder and cannot intersect transversely. This proves the last assertion. ◻
Write for the hyperbolic length of the same topological curve. Proposition 23.3 identifies it as the position of the first atom of . In particular, if a local cutoff is one near that atom and vanishes on the remaining support, then for a bounded length weight , (29.6) For arbitrary bounded Borel , the same statement is interpreted using the already recovered first-atom location. No assertion that first-atom extraction is a bounded linear functional is being made.
Choose an even supported in the unit disk, a bounded Borel function , and parameters , . Define (29.7) The factor identifies opposite directions. The function is well defined on : changes of lattice basis preserve the parity class and relabel the sum. More precisely, define the geometric formula on the invariant conull admissible set of Lemma 29.2 and set it to zero on its complement; this fixes a measurable representative of the same class. Averaging over the finite labeling choices gives observables on the unlabelled stratum, with the same norm bounds. Such an average is an average of selected families; it need not count their union without multiplicities.
29.4 Uniform rotation norms, including a sharp hyperbolic cutoff
Put The notation here is a linear vector field on .
Lemma 29.3 (Uniform primitive-vector bound). For every unimodular lattice and every , (29.8)
Proof. Two nonparallel lattice vectors have . If both have length at most , their unoriented angular separation therefore has sine at least . For there is at most one primitive direction. For , placing the directions on the circle of length shows that their number is at most . Each direction contributes only the two opposite primitive vectors. The displayed bound covers both cases without rounding conventions. ◻
Rotation of the flat charts fixes the underlying conformal surface and the intrinsic pole-to-pole arcs. Consequently and differentiation of (29.7) under rotation only replaces by . Set The primitive-vector bound proves, uniformly in and , (29.9) This is global, including the modular cusp. Although the curve labels can jump as a regular mark crosses a selected arc, the exceptional walls are -invariant. Along almost every group orbit the labels are fixed under the natural marking, and the preceding derivatives are legitimate. Uniform bounds on the difference quotients give the corresponding strong generator statements.
In particular, Theorem 28.1 now applies to two observables of the form (29.7), with (29.10) uniformly in their two flat cutoffs and two hyperbolic-length scales. The hyperbolic weight may be the sharp cutoff : its discontinuity costs no rotation derivative. If the flat weight is radial as well, the whole observable is -invariant. In that case a sharp disk cutoff is also allowed directly, and the single--type matrix-coefficient bound gives the sharper estimate (29.11) No rotational smoothing is needed for these radial tests.
29.5 Control of the terminal derivative
For the derivative counting converse, require and Wolpert’s quasiconformal length inequality gives (29.12) For completeness, the first inequality follows by lifting a -quasiconformal map to the cyclic annular covers associated with the curve. Their conformal moduli are and ; modulus distortion gives . The map associated with has dilatation . For the second inequality use and , where is the generator of a rotated diagonal subgroup. The same first inequality applies to . See also [110, Equation (1.1)] for the quasiconformal inequality and its attribution to Wolpert.
Let , and abbreviate Direct differentiation and (29.12) give These constants are again independent of and . No second derivative of occurs, because rotation fixes . Thus , and hence , have explicit uniform bounds. In particular the terminal identity extends to these observables: (29.14) Here has a smooth length weight as above; invariance of probability measure gives . This proves applicability of the integrated counting converse to these endpoints. It does not identify an individual curve sum with the finite affine return sum of the preceding section. Sharp cutoffs require a separate smoothing or boundary argument when the terminal derivative is used.
29.6 What the bridge retains
For , the observable reduces to a primitive parity Siegel transform on the modular base and has no nonzero marked-point Fourier mode. For a disk cutoff and fixed , elementary lattice counting and Möbius inversion give Indeed, only odd common divisors occur in a nonzero parity class, and . Adding the hyperbolic weight can retain dependence on the two regular marks and uses the simple-curve first-atom data. For the exact mean is by the primitive Siegel formula and the equal densities of the three nonzero parity classes.
There is a useful fixed-surface sparsity bound. On a fixed compact put The selected flat geodesic minimizes flat length in its free homotopy class, so comparison with the hyperbolic geodesic gives Consequently the whole selected family with hyperbolic length at most lies in the flat window and has size . It is a sparse family relative to the full genus-two simple-curve count. The bound is for a fixed surface and differential; no uniform comparison constant over moduli is asserted.
Equations (29.6)–(29.13) are a norm-controlled bridge for this selected family. They do not identify the full connected-simple-curve count with an affine return sum. Nor do they prove uniform stability of extracting first atoms from perturbed spectral or coefficient data: the shrinking-gap issue of Section 24.4 remains. The output observables have controlled geometric norms, while the quantitative conditioning of the nonlinear coefficient extraction is a different question.
29.7 Affine displacement sums: an exact isometric model
The homogeneous calculation can be tested on explicit geometric sums. These are the relative-period Siegel–Veech transforms discussed in [108, Section 6.1]. On the marked-torus model write a point as , with the physical marked points understood modulo . For define The summands test the displacement vectors of straight segments from the torus origin to its th marked point. These are flat geometric observables; a hyperbolic simple-curve interpretation requires a separate choice of a lift and of curve weights.
Use the Fourier transform . With , Poisson summation gives Fiber Parseval followed by the usual Siegel mean formula for all nonzero lattice vectors gives the exact identity (29.15) This is also the one-relative-mark case of [108, Proposition 6.11]. The level-two probability cover changes neither side: the integrand descends to the full modular quotient. By polarization and equivariance, (29.16) Indeed the Fourier-side integral is . These identities extend by density to tests, using the isometric definition of the centered transform when the original sum is unavailable. For indicator tests the variance identity is also [109, Lemma 4]; the mean is Lemma 3 there. For different relative marks, the analogous centered cross-correlation vanishes by integration in the two independent torus fibers.
For the Gaussian , the formula becomes (29.17) Thus an correlation rate is attained by a natural smooth observable. More generally, substitution in (29.16) gives, for Schwartz tests, Schwartz domination justifies the limit.
29.8 Two marks: the rank-one divergence and its removal
The raw product need not be in , even for smooth rapidly decreasing tests. Its conditional squared norm is For Gaussians the divergence can be seen exactly. Write the collinear frequency pairs as , where is primitive modulo sign and . Primitive Siegel unfolding gives the rank-one contribution The divergence is logarithmic. More generally, if both are nonzero, Fourier continuity gives when the dual lattice has a primitive vector of length ; the cusp measure is comparable to . Centering has removed zero frequencies but leaves precisely this collinear-frequency obstruction.
There is an explicit replacement. Retain only the full-rank frequency matrices: (29.18) The series is absolutely convergent on each fixed torus fiber. The rank restriction is invariant under the modular transition and under the action. It is a fiber Fourier projection, not a positivity-preserving deletion of physical segments. It is defined fiberwise before global integrability has been proved; no orthogonal projection on the global space is being applied to the raw product.
Here is a norm computation which proves global integrability. Put and let . Hermite normal form gives full-modular orbits of integer matrices of determinant , each with trivial stabilizer. Thus Parseval and unfolding give (29.19) where, with probability-covolume Haar normalization, For completeness the Haar-coordinate formula behind this expression is The normalization follows by unfolding the primitive first-column Siegel transform: the stabilizer shifts by integers, and its mean is . At level two each full-rank modular orbit splits into six orbits while Haar measure is divided by six, leaving (29.19) unchanged.
An explicit Schwartz bound is convenient. Define For the orbit integral is bounded by One way to verify the last integral is the Gaussian identity followed by the Laplace representation of . Since , (29.20)
Let and set . Rotation commutes with the rank projection, so Therefore (29.21) The preceding mixing theorem now applies, with constants controlled explicitly by the four test functions. In particular, The mean is zero because every retained fiber frequency is nonzero.
29.9 An exact Gaussian two-mark correlation
Take and write . The determinant-orbit calculation can be done at every time: (29.22) To see this, the product of the Fourier coefficients is Since , an change of variables reduces this to the radial Gaussian integral with . Summing the positive and negative determinant orbits gives (29.22). At this gives the exact squared norm. The identity also expresses the answer by the ordinary partition Euler product. The resulting correlation decays faster than exponentially in . This strong decay is a feature of these particular Gaussian tests; it is consistent with the one-mark example and the uniform tempered bound. For a finite evaluation, put . The elementary bound gives the explicit truncation estimate This controls truncation of the analytic series. Floating-point evaluation of this bound is not an interval enclosure of the total computational error, and checking finitely many times is not a proof of the general mixing theorem.
29.10 Sharp boundaries and the rotation norm
The exact isometry also displays a regularity cost of sharp cutoffs. For a bounded convex body , The first variation of area under rotation, interpreted using the almost-everywhere outer normal of a convex boundary, gives Unless is rotationally invariant, this rules out a finite rotation derivative. Equivalently, the sharp transform has angular Sobolev regularity of order , but not . The direct summation of tempered -type estimates requires an order greater than ; the earlier theorem uses order one.
This is a generic boundary-regularity phenomenon. It is not by itself the more specific arithmetic obstruction from the unusually flat McShane–Rivin norm ball. It explains why a smooth correlation bound cannot be applied to a sharp norm-ball count while leaving the observable norm unchanged. Here the body is held fixed in physical Euclidean coordinates. A cutoff depending only on the hyperbolic length is unchanged when the quadratic differential is rotated over the same conformal surface , and does not incur this particular rotation loss. These two kinds of cutoffs must be distinguished. The fixed-surface primitive-lattice count, its Möbius inversion, and its unsmoothing error remain distinct from the affine mean-square identities proved here.
Finite computational companion.
The companion experiments/counting_mixing/ checks exact finite algebra and selected one- and two-mark Gaussian formulas at and decimal working digits, including rank-two series/orbit comparisons. Analytic truncation bounds do not certify quadrature or roundoff. These fixtures prove neither general mixing nor the nonsquare genus-two model hypotheses; finite collinear growth does not prove divergence. Its README links results, review and generation records.